Risk Management¶
| Domain ID | BD08 |
| Owner | Chief Risk Officer |
| Systems | SD06 |
| Repos | bank-risk-platform |
| Applicability | Platform — SD06 delivers the risk compute platform. In Track 2 institutions without internal risk capacity use the platform to meet capital, credit, model, and operational risk management obligations. |
Second-line risk oversight, risk appetite, stress testing, model risk, and risk reporting.
Functions¶
Enterprise risk management framework · Risk appetite setting & monitoring · Stress testing & scenario analysis · Model risk management · Operational risk management (RCSA) · Risk reporting (Board, ALCO, regulators)
Key systems¶
- SD06 Risk Platform — capital/liquidity models, stress testing, customer risk scoring
Risk domains¶
- D01 Capital & Liquidity
- D08 Governance & Accountability
- D05 Data & Technology
- D09 Operational Resilience
Policies owned¶
- GOV-002 — Risk Appetite Statement Policy
- CLQ-003 — Capital Planning & Stress Testing Policy
- CLQ-005 — Internal Capital Adequacy Assessment Process (ICAAP) Policy
- DT-005 — Model Risk Management Policy
- OPS-004 — Operational Risk Policy
- OPS-005 — Third-Party & Critical Service Provider Policy
- OPS-007 — Financial Processing Resilience & Idempotency Policy
- REP-008 — Statistical & survey reporting
- REP-009 — Regulatory incident & breach notification
- REP-010 — Credit reporting & bureau submission
- REP-011 — Tax & information reporting (FATCA/CRS/AEOI)
Policies applicable¶
- CLQ-004 — Interest Rate Risk in the Banking Book (IRRBB) Policy
- CRE-005 — Concentration Risk Policy
- OPS-005 — Third-Party & Critical Service Provider Policy
- REP-001 — Regulatory Reporting Policy
Compiled 2026-05-22 from source/entities/business-domains/BD08.yaml